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More Than Compliance: Setting the Scene for the Next Phase of RegTech

More Than Compliance: Setting the Scene for the Next Phase of RegTech

As the RegTech space continues to mature, focus is shifting from the what to the how – that is, from simply being compliant to identifying how asset managers and service providers can leverage technology to refine existing compliance and reporting procedures and execute them with efficiency, precision and cost-effectiveness.

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Adapting Smoothly to SEC Rule 18f-4

Adapting Smoothly to SEC Rule 18f-4

To modernize the regulatory framework covering derivatives, and to address how both derivatives themselves and the risks they pose to investors have changed, the SEC has fundamentally changed the rules.

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What can asset managers learn from Netflix?

What can asset managers learn from Netflix?

From technology decisions, to building the ultimate self-service platform for television content, what can asset managers learn from Netflix when looking at digitization and information distribution?

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GIPS 2020: Everything you need to know

GIPS 2020: Everything you need to know

As investor expectations increase and product innovation develops, the standards are evolving to remain relevant and maintain their core purpose: ensuring performance transparency and comparability.

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Self Service – Why it is important now more than ever

Self Service – Why it is important now more than ever

The self-service revolution has empowered consumers to digitally seize control, leaving all but the best firms to play catch-up. What happens when digital-savvy customers encounter an investment management industry where two-thirds of firms rely on systems that pre-date 2007?

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