Reports

More Than Compliance: Setting the Scene for the Next Phase of RegTech

More Than Compliance: Setting the Scene for the Next Phase of RegTech

As the RegTech space continues to mature, focus is shifting from the what to the how – that is, from simply being compliant to identifying how asset managers and service providers can leverage technology to refine existing compliance and reporting procedures and execute them with efficiency, precision and cost-effectiveness.

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Adapting Smoothly to SEC Rule 18f-4

Adapting Smoothly to SEC Rule 18f-4

To modernize the regulatory framework covering derivatives, and to address how both derivatives themselves and the risks they pose to investors have changed, the SEC has fundamentally changed the rules.

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GIPS 2020: Everything you need to know

GIPS 2020: Everything you need to know

As investor expectations increase and product innovation develops, the standards are evolving to remain relevant and maintain their core purpose: ensuring performance transparency and comparability.

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