SEC ‘Modernizes’ Large Shareholder Reporting. Greg Hotaling, Regulatory Content Manager at Confluence breaks down the new rule, offering clarity to a complex ruling.

Damian Handzy, Confluence’s Managing Director, Analytics, was recently featured in an article in Banking Risk and Regulation…

Driven by the SEC’s busy agenda and economic headwinds such as bank failures, 2023 is proving to be another turbulent year.

Institutional Asset Managers Can Leverage Granular, Actionable Intelligence on Channel Level Flows, Actual post-transaction Fees, and Mandates Won / Lost by Manager

PARis Liability Reporting offers robust pension liability calculations and analytics. It is seamlessly integrated into the PARis platform’s report books.

Clear rules for standard disclosures make compliance easier for ESG and private funds, said Todd Moyer, president and chief operating officer of Confluence.

This article focuses on the level of detail required in open-end vs. closed-end fund reporting. Scott Treacy, research consultant at Confluence…

Greg Hotaling, Regulatory Compliance Manager at Confluence, provides insights and actions as firms look to build their “regulatory house”.

Matt Calabro, Executive Director of Compliance Services at Confluence, highlights the importance of firms reviewing their policies and procedures on record retention.