Are You Ready to Comply with the New SEC Marketing Rule?
With the upcoming deadline of the 4th November, 2022, the new SEC Marketing Rule requires firms to create composites around similarly managed portfolios for performance reference, even if they are not GIPS® (Global Investment Performance Standards) Standards compliant.
Key ESG Strategy Considerations
Having a streamlined ESG strategy in place before relevant regulations go live is key for building and retaining competitive advantages.
ESG Regulations Take Hold in Europe With Other Regions Set to Follow
The EU’s comprehensive sustainable finance action plan aims to mandate that companies integrate ESG risks into their investment management and disclosure
Five PRIIPs Reporting Challenges Asset Managers Need to Know
Time is running out to comply with the EU’s new PRIIPs reporting requirements, and adjust to new formats and content for preparing KIDs by January 1, 2023.
Key Considerations When Replacing UCITS KIIDs With PRIIPs KIDs
Find out how Confluence can help streamline your compliance process with our end-to-end PRIIPs KID reporting solution.
SEC Rule 22e-4: Meeting Compliance Standards and Managing Liquidity Risk
Rule 22e-4 has created a number of potential compliance problems for fund managers. To thrive amid these requirements, investment managers must have a quick and simple way to assess the true liquidity of their portfolios.
Navigating ESG’s Complex Regulatory Landscape
Regulators, allocators and investors alike are calling for greater clarity and efficiency around ESG investments – how can firms deliver effectively and…
FTF Exchange Podcast: Seeing the ESG Requirement as a Data Challenge
In a new FTF Exchange podcast, Todd Moyer, President and COO, Confluence, details how meeting investor requirements for ESG compliance revolves around data
Confluence Connect: Issue 3
Issue 3 of Confluence Connect contains an essential round-up of our thought leadership content, including articles on Solvency II, SEC Rule 22e-4, and more
How Asset Managers Can More Effectively Manage Insurance Portfolios Under Solvency II
In the post-Solvency II world, asset managers with insurance clients are grappling with additional layers of complexity…
LIBOR Cessation – One Month to Go – Are You Ready?
LIBOR reform has been on the global agenda since the Financial Stability Board (FSB) issued a report in 2014 and on 5 March 2021, The FCA formally announce…
Ahead of the Curve: Why Private Wealth Managers Should Adopt Composites
By adopting composites, private wealth managers can prepare for any regulatory shifts while also communicating to clients that regardless of how requirements may change, their manager adheres to the highest standards in the industry.