The SEC has adopted a final rule amending Form PF, the regulatory filing requirement mandating private fund advisers report regulatory AUM to the Financial Stability Oversight Council

A steady increase in the threat data breaches pose to individual investors has spurred the SEC to revisit the issue of safeguarding customer information.

The notion of diversity has evolved and become significant for anyone who has been underrepresented, and women are no different. To me, embracing equity means being aware of and accountable for the reality of gender bias and avoiding the tendency to think in that vein of gender stereotypes.

Thriving in a shifting landscape means managers must create meaningful composites to ensure fair presentation, consistency, & comparability of performance

As we leave 2022 behind and 2023 begins, make sure you didn’t miss a thing last year with this recap of our top insights.

Sustainable finance disclosure regulations bring focus on ESG data & analytics, placing additional pressure on firms to produce accurate reports at scale.

Liquidity Risk Spotlight: Inflation & interest rate spikes can cause serious market dislocations & liquidity crunches & regulators worldwide have noticed.

COP27 can be seen as a microcosm of the challenges and debates that have plagued the concepts of ESG and sustainability since those terms became commonp…

Investment managers considering offering ESG strategies need to establish an effective ESG framework and implement a tailored solution with regulation…

The new SEC Marketing Rule is accompanied by a detailed, 430-page release & requires advisers to adopt the entire rule all at once by November 4, 2022.

Realistically, E.U. regulatory efforts addressing ESG data (or indeed such efforts anywhere else) face a substantial road ahead before they become effective.

SFDR is progressing towards the 1/1/23 deadline & the industry is in the process of managing & solving a variety of challenges. Here, we provide a brief…