5 Key Considerations for Regulatory Readiness with Managed Services
Ensuring your firm is prepared to meet complex regulatory requirements is essential.
Regulatory Reset: SEC Formally Withdraws 14 Rule Proposals
On June 12, 2025, the SEC announced the formal withdrawal of 14 pending rule proposals dating back to the Gensler era.
Solving the Compliance Conundrum: Managing Escalating Regulatory Requirements with More Efficiency
As regulatory demands continue to grow, asset managers face increasing pressure to meet complex compliance requirements.
Impact of High-Quality Market Data on Modern Investment Strategy – Part 1
High-quality market data is foundational to sound investment decision-making in modern finance.
Future-Proofing Compliance: How Managed Services Can Keep Asset Managers Ahead of Regulatory Changes with Confidence
Compliance is no longer a static function. Asset managers face evolving regulatory challenges that demand continuous vigilance.
Navigating Market Cycles with a Stability-Focused Portfolio
This use case explores the role and performance of a factor-based portfolio designed to emphasize stability.
Quality Sub Factors Matter
Factor investing calls for identifying those stocks with the strongest characteristics for a given factor, but there is a large number of characteristics, or sub-factors, that can be used to define each factor.
Composites Insights Series: Automation in GIPS® Compliance – Lessons from the Frontlines
Confluence Technologies joined forces with The Spaulding Group (TSG) and AXA IM in their latest webinar to explore how automation is transforming the GIPS compliance landscape.
How Data Complexity is Reshaping Regulatory Reporting for Asset Managers
Regulatory compliance isn’t just about following rules—it’s also about managing data.
The Hidden Costs of In-House Compliance
Why asset managers are moving to managed services. Many asset managers assume that handling compliance in-house is a cost-effective approach.
Buy American? A Factor-Based Look at Domestic Exposure Amid Global Trade Uncertainty
Since the onset of heightened tariff tensions, markets have been shaken by volatility reminiscent of the early days of the COVID crisis and even the Global Financial Crisis (GFC).
Navigating the UK’s Short Selling and Position Limits Reforms in 2025
The UK’s financial landscape is evolving with significant regulatory changes in short selling and position limits set to take effect in 2025 and 2026.