Tag: SEC Rule 13f-2
Regulation in motion: Preparing for disclosure, oversight, and data-led supervision
Explore our RegTech Reports. Your trusted source for essential insights into regulatory technology and industry updates. This curated collection of reports, blogs, and video series covers a wide range of topics, from upcoming regulatory changes to the latest technological advancements, helping you navigate the complexities of compliance with confidence.
Global compliance moves in focus: From FCA signals to AI and beyond
Explore our RegTech Reports. Your trusted source for essential insights into regulatory technology and industry updates. This curated collection of reports, blogs, and video series covers a wide range of topics, from upcoming regulatory changes to the latest technological advancements, helping you navigate the complexities of compliance with confidence.
Investment firms and the Trump administration: what’s next?
Explore our RegTech Reports. Your trusted source for essential insights into regulatory technology and industry updates. This curated collection of reports, blogs, and video series covers a wide range of topics, from upcoming regulatory changes to the latest technological advancements, helping you navigate the complexities of compliance with confidence.
Mastering 13f-2 Reporting: Key Insights for Staying Ahead of the Curve
With the new 13f-2 reporting rules fast approaching, the latest webinar from Confluence and SEI Regulatory Services, Navigating 13f-2 Reporting: Expert Insight and Strategic Approaches, shed light on the critical aspects of compliance. With a compliance deadline of January 2, 2025 approaching fast, the session offered an in-depth look at regulatory expectations, practical steps for compliance, […]
The big picture: a global perspective on U.S. disclosure regulations
Explore our RegTech Reports. Your trusted source for essential insights into regulatory technology and industry updates. This curated collection of reports, blogs, and video series covers a wide range of topics, from upcoming regulatory changes to the latest technological advancements, helping you navigate the complexities of compliance with confidence.
The new SEC short selling rule will keep us occupied for quite some time
Much ink has lately been spilled over the new Short Sale reporting rule in the U.S. New Rule 13f-2 was adopted by the Securities and Exchange Commission (‘SEC’) to shed more light upon Short-Selling in the wake of GameStop saga. It is no wonder that those concerned have raised pertinent questions in this regard.