SEC’s short sale reporting rule comes up short
Aspasia Latsi, Regulatory Analyst at Confluence, was recently quoted in FinOps Report, discussing the breadth of 13f-2 reporting, and the urgency of complying.
Fund management firms, soon required to report their short sale positions with the US Securities and Exchange Commission, could end up scrambling at the last minute to make the necessary operational changes while praying the regulatory agency agrees with their interpretations of some of its unclear requirements […]
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