Are institutional investment managers ready for the SEC short sale rule?
Aspasia Latsi, International Regulatory Analyst at Confluence breaks down the Short Selling rule, offering practical advice for how to comply.
The introduction of a Short Selling rule is now a thing in the U.S. The Securities and Exchange Commission (‘SEC’) was urged to adopt a new short sale disclosure rule, Rule 13f-2, to increase transparency in the aftermath of the GameStop saga. Who then will need to comply with Rule 13f-2, and what steps need be taken to prepare for the new requirements? […]
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