Signal
Streamline regulatory compliance by automating investment monitoring and disclosures
Monitor investments in equities, equity derivatives, and commodity derivatives for position limits and sensitive industries and to comply with regulations for Shareholding Disclosures.
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100+
Jurisdictions where investment monitoring is provided
1000+
Firms in 40 countries are our clients
~60
Exchanges where position limits are monitored
Streamline investment monitoring and disclosures
with Confluence Signal
Apply the most comprehensive legal data on shareholder obligations available.
Automate monitoring and shareholding disclosures for beneficial ownership thresholds across 100+ jurisdictions.
Perform daily position limit monitoring across 75+ products traded on ~60 exchanges, including CFTC, MiFID II, and the 13f-2 short sale rule.
Evaluate foreign investment restrictions and industry-specific limits for sensitive industries across 99+ jurisdictions.
Support the full spectrum of fund types—including UCITS, 40 Act funds, and the fast-growing alternative fund market.
Optimize compliance workflows
With comprehensive Confluence Signal
Access our in-house regulatory experts, as well as aosphere, who provide guidance on complex legal matters.
US/NA Regulations
- Substantial shareholding – 96+ jurisdictions
- Position limits – 56 exchanges, 26 jurisdictions
- Sensitive industries – 99 jurisdictions
- Takeover panel – 19 jurisdictions
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From settlement speeds to strategic supervision: Regulation in transition
Introduction November’s regulatory developments reflect a continued recalibration of global supervision—faster markets, evolving consumer protections, and continuing regulatory attention on operational resilience. Europe is preparing for a move to T+1 settlement, expected to enhance efficiency but likely to test readiness across post-trade processes. In the UK, the FCA is refining both its MiFID organizational rules and the […]
Nov 11, 2025
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