Tag: Take Command of Complexity

Investment monitoring and shareholder disclosures

In this overview we examine an important and taxing set of regulatory regimes, imposed by more than 100 countries around the world and applying generally to firms wherever domiciled. These regimes set investment limits and require threshold ownership disclosures, at levels commonly held by investment firms and other shareholders. While important regulatory changes are currently […]

Navigating the UK’s Short Selling and Position Limits Reforms in 2025

The UK’s financial landscape is evolving with significant regulatory changes in short selling and position limits set to take effect in 2025 and 2026. These reforms are part of HM Treasury’s broader strategy to modernize financial services post-Brexit, ensuring competitiveness and growth for UK markets. Here’s what asset managers need to know about the upcoming […]