Tag: Investor Communications, Retail Funds & Alternative Funds
Regulation in motion: Preparing for disclosure, oversight, and data-led supervision
Explore our RegTech Reports. Your trusted source for essential insights into regulatory technology and industry updates. This curated collection of reports, blogs, and video series covers a wide range of topics, from upcoming regulatory changes to the latest technological advancements, helping you navigate the complexities of compliance with confidence.
Regulatory reform in focus: Preparing for the next wave of simplification
Explore our RegTech Reports. Your trusted source for essential insights into regulatory technology and industry updates. This curated collection of reports, blogs, and video series covers a wide range of topics, from upcoming regulatory changes to the latest technological advancements, helping you navigate the complexities of compliance with confidence.
FCA proposes key simplifications under CCI framework in latest consultation (CP25/9)
On 16 April 2025, the FCA published a subsequent consultation (to CP24/30) on certain specific provisions under the incoming CCI framework (CP 25/9), which runs through to 28 May 2025. Within the same update, the FCA indicates that it expects to publish the final rules via a policy statement in late 2025. As such, if we […]
5 things to consider when using AI in financial services
Artificial intelligence (AI) is reshaping the financial services industry, offering tools to revolutionize how firms handle reconciliation, compliance, and data management. But as exciting as these advancements are, adopting AI comes with challenges and considerations. From creating consistency in an ever-changing regulatory environment to maintaining control over sensitive data, here are five key ways AI […]
Introducing the 2024 TabbFORUM NOVA awards: honoring top innovators across financial markets
The annual TabbFORUM NOVA Awards honor the financial industry’s ongoing commitment to technology-driven innovation by recognizing 40 organizations for their outstanding recent and sustained achievements. These selections from across the capital markets are the result of TabbFORUM research, with consideration given to nominations and recommendations solicited from the community. It takes into account the role […]
