Tag: Form PF
From settlement speeds to strategic supervision: Regulation in transition
Introduction November’s regulatory developments reflect a continued recalibration of global supervision—faster markets, evolving consumer protections, and continuing regulatory attention on operational resilience. Europe is preparing for a move to T+1 settlement, expected to enhance efficiency but likely to test readiness across post-trade processes. In the UK, the FCA is refining both its MiFID organizational rules and the […]
Regulation in motion: Preparing for disclosure, oversight, and data-led supervision
Explore our RegTech Reports. Your trusted source for essential insights into regulatory technology and industry updates. This curated collection of reports, blogs, and video series covers a wide range of topics, from upcoming regulatory changes to the latest technological advancements, helping you navigate the complexities of compliance with confidence.
Form PF: How investment managers can prepare in the face of uncertainty
With the SEC reviewing its Form PF amendments and the compliance date pushed to October 1, 2025 (for now), investment managers and private fund advisers are left in limbo. Here, we break down three possible outcomes, and help firms determine what they can do now to avoid being caught flat-footed. A rule in limbo: The […]
Form PF 101 requirements and deadlines
An overview of the SEC's latest private fund reporting requirements and deadlines.
Updates to Form PF: Sections 1 and 2
The US Securities & Exchange Commission (SEC) is making major changes to Sections 1 and 2 of Form PF, starting with Q1 2025 reporting. Are you ready?
Rule 13f-2 and Form PF deadline extensions; Redefining UK retail disclosures; Data Insights: biodiversity, ultra-long bonds, tariffs
Rule 13f-2: In the US, a temporary reprieve for short-selling disclosures On February 7, 2025, the SEC announced a temporary exemption from compliance with Rule 13f-2 and reporting on Form SHO, whereby institutional investment managers must disclose their short positions meeting certain thresholds. Originally due by 14 February 2025, initial reporting is now due by […]
Surviving Form PF: What to expect and how to prepare with confidence
Confluence recently hosted a webinar, Prioritizing Form PF – Before It’s Too Late, where experts from Confluence and international law firm Mayer Brown explained the changes required for all filers, and especially large hedge funds advisors who will need to conduct a holistic review of their Form PF preparation processes efficiently and accurately. The webinar was […]
Form PF and AML compliance: key considerations
Explore our RegTech Reports. Your trusted source for essential insights into regulatory technology and industry updates. This curated collection of reports, blogs, and video series covers a wide range of topics, from upcoming regulatory changes to the latest technological advancements, helping you navigate the complexities of compliance with confidence.
Form PF overhaul: Are you ready for the biggest changes yet?
The Securities and Exchange Commission’s (SEC) third set of Form PF amendments in the past 12 months-arguably the most substantial yet-is set to significantly impact all filers, with large hedge funds expected to bear the brunt of these changes. What will this mean for your firm’s compliance team, risk controls, and day-to-day operations? Does your […]
Form PF Amendments – Sections 1 & 2
The US Securities & Exchange Commission (SEC) is making major changes to Sections 1 & 2 of Form PF. What does this mean for all filers? Explore the complete video playlist below.
Private fund adviser reforms and EU due diligence updates
Explore our RegTech Reports. Your trusted source for essential insights into regulatory technology and industry updates. This curated collection of reports, blogs, and video series covers a wide range of topics, from upcoming regulatory changes to the latest technological advancements, helping you navigate the complexities of compliance with confidence.
Decoding the SEC’s latest form PF amendments: What you need to know before the March 2025 deadline
The SEC’s latest changes to Form PF are here, and they’re shaking things up in a major way for US private fund advisors. Forget business as usual—these changes require a holistic review of existing reporting methodologies and processes. This represents a significant challenge for private fund advisors and their service providers, but it can also […]
Navigating new SEC rules, ESG deadlines, and AI developments
Explore our RegTech Reports. Your trusted source for essential insights into regulatory technology and industry updates. This curated collection of reports, blogs, and video series covers a wide range of topics, from upcoming regulatory changes to the latest technological advancements, helping you navigate the complexities of compliance with confidence.
ESG reporting and SEC amendments: key changes you should know
Explore our RegTech Reports. Your trusted source for essential insights into regulatory technology and industry updates. This curated collection of reports, blogs, and video series covers a wide range of topics, from upcoming regulatory changes to the latest technological advancements, helping you navigate the complexities of compliance with confidence.
SEC revises Form PF rules
The SEC adopted changes to Form PF impacting large hedge fund advisers and all PE advisers.