Resources featuring Jordan Dague

Form PF: How investment managers can prepare in the face of uncertainty

With the SEC reviewing its Form PF amendments and the compliance date pushed to October 1, 2025 (for now), investment managers and private fund advisers are left in limbo. Here, we break down three possible outcomes, and help firms determine what they can do now to avoid being caught flat-footed. A rule in limbo: The […]

Policy in flux: Where regulation stalls, accelerates, and evolves

Explore our RegTech Reports. Your trusted source for essential insights into regulatory technology and industry updates. This curated collection of reports, blogs, and video series covers a wide range of topics, from upcoming regulatory changes to the latest technological advancements, helping you navigate the complexities of compliance with confidence.

Raising the bar: What the ECB’s reporting changes mean for investment funds

The financial industry is no stranger to regulatory evolution, but the European Central Bank’s (ECB) updated reporting requirements for investment funds mark a significant shift that will demand considerable adaptation from market participants. Set to take effect in December 2025, these changes will impact funds operating across the European Union and their administrators, introducing greater reporting frequency, […]

Form PF 101 requirements and deadlines

On June 12, private fund advisers will face significant new reporting requirements under the SEC’s latest Form PF amendments. These changes, announced last February, require disaggregated reporting on master-feeder and parallel fund structures, introduce new “trading vehicle” concepts, and significantly change how complex fund structures report their operations.

Private fund adviser reforms and EU due diligence updates

Explore our RegTech Reports. Your trusted source for essential insights into regulatory technology and industry updates. This curated collection of reports, blogs, and video series covers a wide range of topics, from upcoming regulatory changes to the latest technological advancements, helping you navigate the complexities of compliance with confidence.

Decoding the SEC’s latest form PF amendments: What you need to know before the March 2025 deadline

The SEC’s latest changes to Form PF are here, and they’re shaking things up in a major way for US private fund advisors. Forget business as usual—these changes require a holistic review of existing reporting methodologies and processes. This represents a significant challenge for private fund advisors and their service providers, but it can also […]