Resources featuring Evelyn Lynch

The smart way to compliance

Asset managers face mounting challenges in regulatory reporting and compliance. These complexities demand precise data management, ongoing awareness of regulatory updates, and accurate submission timing. Balancing these requirements with core business functions can strain resources, hinder growth, and compromise profitability. Fund and asset managers increasingly rely on external partners for compliance, data management, and regulatory reporting.

5 key considerations for regulatory readiness with managed services

Ensuring your firm is prepared to meet complex regulatory requirements is essential. Managed services can offer strategic support, but success depends on evaluating your firm’s needs and aligning with the right provider. Here’s a checklist to help you evaluate whether outsourcing is the right strategic move for your firm by identifying gaps, assessing potential benefits, […]

Solving the compliance conundrum

As regulatory demands continue to grow, asset managers face increasing pressure to meet complex compliance requirements. The rising regulatory and data complexities, coupled with limited time and staff to meet tight reporting deadlines, are straining internal resources. To address these challenges, many asset managers are transforming obstacles into opportunities by turning to managed services for compliance support. Outsourcing compliance functions helps improve efficiency, reduce costs, and mitigate risk. Here’s how.

Future-proofing compliance

Compliance is no longer a static function. Asset managers face evolving regulatory challenges that demand continuous vigilance. Managed services can help firms stay ahead of these changes without costly disruptions.

The challenge of evolving regulations

How data complexity is reshaping regulatory reporting for asset managers

Regulatory compliance isn’t just about following rules—it’s also about managing data. As asset managers navigate increasingly complex regulations, they face growing challenges in data management, system integration, and timely reporting. With global regulators demanding greater transparency and faster filings, firms have no choice but to adapt. Here’s how data complexity is reshaping regulatory reporting and what asset managers can do to stay ahead.

Regulatory reporting is data-intensive

The hidden costs of in-house compliance

Many asset managers assume that handling compliance in-house is a cost-effective approach. However, rising regulatory complexity, evolving data requirements, and increased fines for non-compliance have revealed that in-house compliance can be unexpectedly expensive and time-consuming. Here, we explore the hidden costs of maintaining an in-house compliance function and why many firms are turning to managed services.

Increasing regulatory burden