Resources featuring Aspasia Latsi

From settlement speeds to strategic supervision: Regulation in transition

Introduction November’s regulatory developments reflect a continued recalibration of global supervision—faster markets, evolving consumer protections, and continuing regulatory attention on operational resilience. Europe is preparing for a move to T+1 settlement, expected to enhance efficiency but likely to test readiness across post-trade processes. In the UK, the FCA is refining both its MiFID organizational rules and the […]

Regulation in motion: Preparing for disclosure, oversight, and data-led supervision

Explore our RegTech Reports. Your trusted source for essential insights into regulatory technology and industry updates. This curated collection of reports, blogs, and video series covers a wide range of topics, from upcoming regulatory changes to the latest technological advancements, helping you navigate the complexities of compliance with confidence.

Investment monitoring and shareholder disclosures

In this overview we examine an important and taxing set of regulatory regimes, imposed by more than 100 countries around the world and applying generally to firms wherever domiciled. These regimes set investment limits and require threshold ownership disclosures, at levels commonly held by investment firms and other shareholders. While important regulatory changes are currently […]

What can you tell me about the UK Short Sell Regime?

Investment disclosure rules are changing. Are you ready?

Explore how global firms are navigating the complexity of shareholder, short selling, and position limit obligations — across 100+ jurisdictions.

Navigating the UK’s Short Selling and Position Limits Reforms in 2025

The UK’s financial landscape is evolving with significant regulatory changes in short selling and position limits set to take effect in 2025 and 2026. These reforms are part of HM Treasury’s broader strategy to modernize financial services post-Brexit, ensuring competitiveness and growth for UK markets. Here’s what asset managers need to know about the upcoming […]

The new SEC short selling rule will keep us occupied for quite some time

Much ink has lately been spilled over the new Short Sale reporting rule in the U.S. New Rule 13f-2 was adopted by the Securities and Exchange Commission (‘SEC’) to shed more light upon Short-Selling in the wake of GameStop saga. It is no wonder that those concerned have raised pertinent questions in this regard.

How are investors impacted by the modernization of the beneficial ownership reporting in the US?

The modernization of the Beneficial Ownership reporting has been a long-discussed topic by the Securities and Exchange Commission (“SEC”) in the U.S. It therefore comes as no surprise that the adoption of amendments to Regulation 13D-G a few days ago is big news, as a large number of investors will have to comply with the […]