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Unity NXT Regulatory Reporting

Unity NXT Regulatory Reporting, powered by Synapse, enables clients to solve their post-trade regulatory filing needs through one platform, giving asset managers and asset servicers the answer to constant regulatory change. With a collaborative environment to minimize review challenges and drive efficiency, clients can reduce the cost of existing reporting obligations and nearly eliminate the challenges and complexity of solving new reporting requirements.

Including support for new and challenging regulations such as the SEC's Form N-PORT, Unity NXT Regulatory Reporting provides a complete solution for data integration, aggregation and reusability for the asset management industry's regulatory reporting needs. By harnessing the power of data through optimization and reusability, the platform's agile design enables asset managers and asset servicers to rapidly develop new reporting capabilities with minimal cost and complexity as they are mandated by regulatory bodies.

Key Benefits

  • Manage all types of data, regulation, and business processes within a flexible single application
  • Increase efficiency by eliminating the data and resource burden of new and changing regulation
  • Drastically reduce the time needed to prepare for new regulation reporting

Unity NXT Regulatory Reporting, powered by Synapse, enables clients to solve their post-trade regulatory filing needs through one platform, giving asset managers and asset servicers the answer to constant regulatory change. With a collaborative environment to minimize review challenges and drive efficiency, clients can reduce the cost of existing reporting obligations and nearly eliminate the challenges and complexity of solving new reporting requirements.

Including support for new and challenging regulations such as the SEC's Form N-PORT, Unity NXT Regulatory Reporting provides a complete solution for data integration, aggregation and reusability for the asset management industry's regulatory reporting needs. By harnessing the power of data through optimization and reusability, the platform's agile design enables asset managers and asset servicers to rapidly develop new reporting capabilities with minimal cost and complexity as they are mandated by regulatory bodies.

Key Benefits

  • Manage all types of data, regulation, and business processes within a flexible single application
  • Increase efficiency by eliminating the data and resource burden of new and changing regulation
  • Drastically reduce the time needed to prepare for new regulation reporting

Features and Benefits

Synapse – Leverage the flexible and powerful data model to allow for data aggregation and reuse across forms and easily accommodate data changes to regulatory requirements.

One System – Increase efficiency and scalability through one system for all post-trade regulatory filings and reduce time to implement, learn and maintain the system.

Form Builder – Reduce time and effort to support new or updated regulatory forms with configurable content and form-specific calculations to enable rapid creation and edits.

Traceability – Decrease time to problem resolution with transparency into entire aggregation and calculation lifecycle for each data point included in a filing.

Automated Notifications – Ensure accurate regulatory filing process with validations, compliance rules and warnings that both simplify and allow customization to support individual needs.

Intuitive Interface – Simplify users' experience with workflow, data audit trails, smart layouts that show only relevant form content and other smart features such as AutoSave.

Collaboration – Enhance user and administration accessibility with a centralized filings dashboard, role-based privileges and maker/checker workflow to create team synergies.

SaaS Scalability – Support rapid response to regulatory additions and changes and ensure client data is protected with enterprise-grade application and system security.

How Unity NXT Regulatory Reporting Works

Load, Enhance and Transform data – Unity NXT Regulatory Reporting utilizes Synapse data management to allow for the loading of raw source data into a single data store. That data is then enhanced with internal and external data feeds and transformed into reusable business objects.

Produce the filings – Users can then access their available filings, which are automatically sourced and calculated from data maintained in the same reusable business objects. Users are able to access their appropriate filings and collaborate on a single filing leveraging the same data across the organization.

Review the filings – Internal or external users can leverage the integrated validation and compliance checks to gain confidence in the quality of the filing. Validation and compliance checks ensure that the filing fits the regulators' specified standards and passes all quality checks, which eliminates draft-based review.

Submit the filings – Once all compliance and validation checks are resolved, users generate the appropriate filing schema for submission to the regulator with a single-click.