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Form PF Reporting

Form PF is a challenging and time-consuming regulatory obligation, requiring the investment adviser to report on a wide range of data including investment strategy, asset classes, VaR, beneficial ownership, counterparty credit exposure, leverage, performance, and ASC 820 Levels, among others. Depending on the size and type of private fund adviser, investment advisers are required to either file annually or quarterly and are required to be filed by SEC-registered investment advisers with over $150 million in gross private fund assets under management.

Confluence's Form PF Reporting solution enables completeness, accuracy and control over the entire Form PF reporting process. As a leading provider of CPO-PQR and AIFMD reporting solutions, we have the experience and the technology to provide a cost-effective response to the complexity of Form PF reporting.

Key Benefits

  • Ensure completeness, accuracy and control over the entire Form PF reporting process
  • Enable collaboration with any party involved in Form PF preparation and filing via email notification
  • File electronically directly with the FINRA's Investment Adviser Registration Depository (IARD)

Form PF is a challenging and time-consuming regulatory obligation, requiring the investment adviser to report on a wide range of data including investment strategy, asset classes, VaR, beneficial ownership, counterparty credit exposure, leverage, performance, and ASC 820 Levels, among others. Depending on the size and type of private fund adviser, investment advisers are required to either file annually or quarterly and are required to be filed by SEC-registered investment advisers with over $150 million in gross private fund assets under management.

Confluence's Form PF Reporting solution enables completeness, accuracy and control over the entire Form PF reporting process. As a leading provider of CPO-PQR and AIFMD reporting solutions, we have the experience and the technology to provide a cost-effective response to the complexity of Form PF reporting.

Key Benefits

  • Ensure completeness, accuracy and control over the entire Form PF reporting process
  • Enable collaboration with any party involved in Form PF preparation and filing via email notification
  • File electronically directly with the FINRA's Investment Adviser Registration Depository (IARD)

Key Features

Data Analytics – All of the required Form PF calculations are performed in the application, except for risk metrics.

Clear Layout – The web-based form is organized by actual Form PF sections and sub-sections to facilitate navigation and offline collaboration.

Validation – The application includes a series of alerts, checks, validations and approval procedures.

Flexibility – The investment adviser has the ability to make adjustments to the Form.

Audit Trail – Changes made, including the original entry, the overriding value, the editing person and the date are recorded.

Collaboration – Via email notification to any party involved in Form PF preparation and filing, users can request input or a review of any portion of the Form, including robust drilldown into data records.

Electronic Filing – File directly with the IARD electronically without the risk of error implicit in manually re-entering data.