Unity NXT® Regulatory Reporting can solve your global regulatory reporting challenges with a single platform. Confluence has put the data first for nearly three decades. Instead of solving individual ad-hoc regulatory reporting challenges, we developed one platform that will stand the test of time and evolve with global regulatory mandates.
Data-driven from the beginning, Unity NXT Regulatory Reporting brings unprecedented automation to previously manual, error-prone back-office processes. Powered by Synapse® and built to leverage a powerful and flexible data model, the platform blends and aggregates data records with automated orchestration. With a collaborative environment to minimize review challenges and drive efficiency, clients can reduce the cost of existing reporting obligations and nearly eliminate the challenges and complexity of solving new reporting requirements.
With support for challenging mandates from regulators across the globe, Unity NXT Regulatory Reporting offers comprehensive and cost-effective solutions for the SEC's Form N-PORT, Form N-CEN, Form PF and Form N-MFP. Support is also available for Form CPO-PQR reporting to both the CFTC and the NFA.
Unity NXT Regulatory Reporting also supports European mandated reporting for the Central Bank of Ireland including MMIF, MMM, and CIS. For Luxembourg reporting, the platform offers solutions for Banque Centrale du Luxembourg (BCL) forms S1.3, S1.6, S2.13, S2.14, TBTOBS and TPTTBS. In addition to BCL reporting, the platform also supports the Commission de Surveillance du Secteur Financier (CSSF) for U1.1.
And for alternative investment fund managers who must file AIFMD Annex IV reports, Confluence provides support in 13 European jurisdictions.
Confluence's AIFMD Transparency Reporting solution supports the complicated process of Annex IV reporting including the collection of data, calculation of answers, approval of report form contents, and the filing transmission.
Unity NXT® Regulatory Reporting supports the ongoing BCL and CSSF filing effort and automates the otherwise tedious manual processes required to report to two regulatory bodies and ensures consistency between them.
Unity NXT® Regulatory Reporting automates the often manual processes required for CBI reporting — from sourcing and aggregating data and complying with the CBI’s complex business rules to reviewing answers and submitting filings.
Unity NXT® Regulatory Reporting solves the ESMA Money Market Fund Reporting Article 37 reporting obligation by automating what would otherwise become another tedious, uncontrolled process.
Unity NXT® Regulatory Reporting automates the required reporting for registered Commodity Pool Operators to both the CFTC and the NFA on a wide range of data.
Unity NXT® Regulatory Reporting automates the preparation and filing of the SEC's required XML Form N-MFP and repurposes the same content to create and deliver the required website reporting.
Unity NXT® Regulatory Reporting automates the filing process and eases data management challenges of complying with the condensed 30-day filing window for Form N-PORT and the annual filing for Form N-CEN.
Unity NXT® Regulatory Reporting supports the complex requirements of Form PF reporting, including investment strategy, asset classes, VaR, beneficial ownership, counterparty credit exposure, leverage, performance, and ASC 820 Levels, among others.
Unity® Post-Trade Compliance Reporting ensures data integrity and independent oversight of the post-trade compliance process.